Filing Details

Accession Number:
0000914190-20-000423
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 16:28:43
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 16:28:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196298 Nephros Inc NEPH Surgical & Medical Instruments & Apparatus (3841) 133971809
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1749836 J. Oliver Spandow C/o Nephros, Inc.
380 Lackawanna Place
South Orange NJ 07079
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-18 1,500 $5.83 15,734 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.58 2028-08-10 9,466 9,466 Direct
Common Stock Stock Option (Right to Buy) $5.85 2028-12-19 5,161 5,161 Direct
Common Stock Stock Option (Right to Buy) $8.57 2029-12-16 5,568 5,568 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-08-10 9,466 9,466 Direct
2028-12-19 5,161 5,161 Direct
2029-12-16 5,568 5,568 Direct
Footnotes
  1. The option vests as to 3,156 shares on 8/10/19 and as to 3,155 shares on each of 8/10/20 and 8/10/21.
  2. The option vests as to 1,721 shares on 12/19/18 and as to 1,720 shares on each of 12/19/19 and 12/19/20.
  3. The option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.