Filing Details

Accession Number:
0000914851-20-000362
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 13:13:09
Reporting Period:
2020-11-16
Accepted Time:
2020-11-20 13:13:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517518 Clearbridge Energy Midstream Opportunity Fund Inc. EMO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494715 Chris Eades 620 Eighth Avenue
48Th Floor
New York NY 10018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-16 8,700 $11.79 14,610 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 405 Indirect Held by Spouse
Footnotes
  1. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.73 to $11.79 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
  3. Includes shares acquired through the Fund's Dividend Reinvestment Plan.