Filing Details

Accession Number:
0001126328-20-000214
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 12:24:11
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 12:24:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213419 M Julia Lawler 711 High Street
Des Moines IA 50392
Evp & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-18 11,000 $50.00 48,111 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,388 Indirect By 401(k) Plan
Footnotes
  1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2020.
  2. Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.