Filing Details
- Accession Number:
- 0000813913-20-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 11:39:48
- Reporting Period:
- 2020-10-28
- Accepted Time:
- 2020-11-20 11:39:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289213 | Nuveen Floating Rate Income Opportunity Fund | JRO | () | CT |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 813913 | Columbus Of Knights | One Columbus Plaza New Haven CT 06510 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Stock 6706Enac4 | Disposition | 2020-10-28 | 15,000,000 | $100.00 | 30,000,000 | No | 4 | S | Direct | |
| Preferred Stock 6706Enac4 | Disposition | 2020-11-09 | 30,000,000 | $100.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Late filing due to an inadvertent administrative error.
Billionaire Hedge Funds
