Filing Details

Accession Number:
0001387467-20-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 11:30:18
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 11:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522313 Yueh-Se Ho 475 Oakmead Parkway
Sunnyvale CA 94085
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2020-11-18 16,939 $21.50 298,079 No 4 S Direct
Common Shares Disposition 2020-11-19 27,788 $21.50 270,291 No 4 S Direct
Common Shares Acquisiton 2020-11-19 967 $8.45 271,258 No 4 M Direct
Common Shares Disposition 2020-11-19 967 $21.50 270,291 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Share Option (right to buy) Disposition 2020-11-19 967 $0.00 967 $8.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
960 2023-02-13 No 4 M Direct
Footnotes
  1. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2020.
  2. The price reported in Column 4 is the exact price at which all shares were sold.
  3. Includes an aggregate of 36,875 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,812 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
  4. All options are fully vested and exercisable.