Filing Details

Accession Number:
0001716837-20-000200
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-19 20:55:28
Reporting Period:
2020-11-17
Accepted Time:
2020-11-19 20:55:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513957 S. Alan Henricks C/O Roku, Inc.
1155 Coleman Ave.
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-17 7,500 $2.28 12,787 No 4 C Direct
Class A Common Stock Disposition 2020-11-17 5,000 $240.82 7,787 No 4 S Direct
Class A Common Stock Disposition 2020-11-17 2,500 $240.00 5,287 No 4 S Direct
Class A Common Stock Acquisiton 2020-11-19 7,500 $2.28 12,787 No 4 C Direct
Class A Common Stock Disposition 2020-11-19 5,000 $249.06 7,787 No 4 S Direct
Class A Common Stock Disposition 2020-11-19 2,500 $253.01 5,287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-17 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-17 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-17 7,500 $2.28 7,500 $2.28
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-19 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-19 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-19 7,500 $2.28 7,500 $2.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,200 2022-05-01 No 4 M Direct
7,500 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
4,700 2022-05-01 No 4 M Direct
7,500 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
Footnotes
  1. This stock option is fully vested.