Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-11-19 17:07:38
Reporting Period:
Accepted Time:
2020-11-19 17:07:38
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1020214 Cerus Corp CERS Surgical & Medical Instruments & Apparatus (3841) 680262011
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1323113 Jr N Daniel Swisher C/o Cerus Corporation
1220 Concord Ave
Concord CA 94520
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-17 10,000 $2.90 69,868 No 4 M Direct
Common Stock Disposition 2020-11-17 10,000 $6.25 59,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2020-11-17 10,000 $0.00 10,000 $2.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2021-06-26 No 4 M Direct
  1. This transaction was executed pursuant to a 10b5-1 plan.
  2. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.26 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
  3. The option became exercisable in 12 equal monthly installments after the grant date.
  4. Not applicable.