Home > Insider Trading > Filing (0000054480-20-000239)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1224125	K Warren Erdman	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-18	4,980	$52.62	55,210	No	4	M	Direct
Common Stock	Disposition	2020-11-18	3,036	$189.28	52,174	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-11-18	4,980	$0.00	4,980	$52.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,068	Indirect	Held by 401(k) & P/S Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$66.99	2022-02-21	3,362	3,362	Direct
Common Stock	Employee Stock Option (Right to Buy)	$97.77	2023-02-20	2,620	2,620	Direct
Common Stock	Employee Stock Option (Right to Buy)	$94.23	2024-02-19	2,777	2,777	Direct
Common Stock	Employee Stock Option (Right to Buy)	$119.35	2025-02-17	2,668	2,668	Direct
Common Stock	Employee Stock Option (Right to Buy)	$82.71	2026-02-18	5,233	5,233	Direct
Common Stock	Employee Stock Option (Right to Buy)	$86.89	2027-02-16	4,916	4,916	Direct
Common Stock	Employee Stock Option (Right to Buy)	$105.83	2028-03-05	4,219	4,219	Direct
Common Stock	Employee Stock Option (Right to Buy)	$110.13	2029-03-04	4,153	4,153	Direct
Common Stock	Employee Stock Option (Right to Buy)	$171.86	2030-02-06	3,404	3,404	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-02-21	3,362	3,362	Direct
2023-02-20	2,620	2,620	Direct
2024-02-19	2,777	2,777	Direct
2025-02-17	2,668	2,668	Direct
2026-02-18	5,233	5,233	Direct
2027-02-16	4,916	4,916	Direct
2028-03-05	4,219	4,219	Direct
2029-03-04	4,153	4,153	Direct
2030-02-06	3,404	3,404	Direct

Footnotes

Includes 160 shares acquired under the KCS Employee Stock Purchase Plan on June 30, 2020.
The price in Column 4 is a weighted average price. The prices actually received ranged from $189.2701 to $189.306. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 5.5210 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.