Filing Details
- Accession Number:
- 0000831641-20-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 20:04:48
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 20:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831641 | Tetra Tech Inc | TTEK | Services-Engineering Services (8711) | 954148514 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1592089 | E Kimberly Ritrievi | 3475 East Foothill Boulevard Pasadena, CA 91107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-16 | 4,200 | $27.16 | 36,719 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 4,200 | $40.80 | 40,919 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 4,200 | $47.95 | 45,119 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-16 | 4,076 | $120.46 | 41,043 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 582 | $0.00 | 41,625 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 3,600 | $0.00 | 45,225 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2020-11-16 | 4,200 | $0.00 | 4,200 | $27.16 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2020-11-16 | 4,200 | $0.00 | 4,200 | $40.80 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2020-11-16 | 4,200 | $0.00 | 4,200 | $47.95 |
| Common Stock | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | Disposition | 2020-11-18 | 582 | $0.00 | 582 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-20 | 2025-11-20 | No | 4 | M | Direct |
| 0 | 2017-11-20 | 2026-11-20 | No | 4 | M | Direct |
| 0 | 2018-11-17 | 2027-11-17 | No | 4 | M | Direct |
| 0 | 2020-11-18 | 2020-11-21 | No | 4 | M | Direct |
Footnotes
- $120.4615 is an average price. Shares were sold at prices ranging from $120.4411 to $120.4690 per share.
- Shares automatically acquired upon the vesting of restricted stock units (RSUs).
- The RSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule.
- Each RSU represented the right to receive one share of Tetra Tech common stock.
- Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan.
- The PSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule.
- Each PSU represented the right to receive one share of Tetra Tech common stock.
- The option became exercisable as to 100% of the shares on the anniversary of the grant date.
- The option granted expires 10 years after the grant date.
- The restricted stock units (RSUs) became vested as to 100% of the shares underlying the RSUs on November 18, 2020.
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