Filing Details

Accession Number:
0001437749-20-024177
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-18 18:02:33
Reporting Period:
2020-11-16
Accepted Time:
2020-11-18 18:02:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
787253 Natural Alternatives International Inc NAII Medicinal Chemicals & Botanical Products (2833) 841007839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1115556 A Mark Ledoux 1535 Faraday Avenue
Carlsbad CA 92008
Ceo/Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-16 11,006 $10.35 55,887 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 176,500 Indirect By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992
Common Stock 530,000 Indirect By LeDoux Family Limited Partnership
Common Stock 69,416 Indirect By IRA
Common Stock 7,200 Indirect By Self as Custodian for Marcelle Jeannette LeDoux
Common Stock 800 Indirect By Self as Custodian for Jean-Marc Emile LeDoux
Common Stock 4,000 Indirect By Self as Custodian for Aimee LeDoux
Footnotes
  1. Represents the Officer and Director's net exercise of two Stock Options for a total of 40,000 shares and the Company's concurrent purchase of the remaining shares underlying the Option pursuant to the Company's Stock Repurchase Program.
  2. The shares were valued for determination of the exercise consideration and for the Company's purchase of the remaining shares at the closing price of the shares on Nasdaq on the trading day before the date of exercise.