Filing Details
- Accession Number:
- 0001179110-20-011208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 17:41:50
- Reporting Period:
- 2020-11-17
- Accepted Time:
- 2020-11-18 17:41:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350868 | Iteris Inc. | ITI | Communications Equipment, Nec (3669) | 952588496 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588010 | Gerard Mooney | 1700 Carnegie Ave, Suite 100 Santa Ana CA 92705 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-17 | 20,000 | $1.75 | 51,848 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-17 | 10,000 | $1.76 | 61,848 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-17 | 10,000 | $2.40 | 71,848 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-17 | 5,880 | $4.78 | 65,968 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-17 | 27,980 | $4.77 | 37,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-17 | 20,000 | $0.00 | 20,000 | $1.75 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2020-11-17 | 10,000 | $0.00 | 10,000 | $1.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-17 | 10,000 | $0.00 | 10,000 | $2.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-09-22 | No | 4 | M | Direct | |
| 0 | 2024-10-16 | No | 4 | M | Direct | |
| 0 | 2025-09-23 | No | 4 | M | Direct |
Footnotes
- The stock option grants vested one-year measured from the grant date
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