Filing Details

Accession Number:
0001127602-20-029482
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-18 17:13:59
Reporting Period:
2020-11-16
Accepted Time:
2020-11-18 17:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575329 Kevin J Willis 8145 Blazer Drive
Wilmington DE 19808
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-16 1,048 $82.85 938 No 4 S Direct
Common Stock Acquisiton 2020-11-16 1,791 $79.19 2,729 No 4 M Direct
Common Stock Disposition 2020-11-16 544 $79.19 2,185 No 4 F Direct
Common Stock Acquisiton 2020-11-16 1,372 $79.19 4,101 No 4 M Direct
Common Stock Disposition 2020-11-16 417 $79.19 3,684 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-11-16 1,791 $0.00 1,791 $0.00
Common Stock Restricted Stock Units Disposition 2020-11-16 1,372 $0.00 1,372 $0.00
Common Stock Restricted Stock Units Acquisiton 2020-11-17 7,500 $79.40 7,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,758 No 4 M Direct
3,842 No 4 M Direct
11,886 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,326 Indirect 401(k)
Common Stock 0 Indirect Trust
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
  2. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  3. Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
  4. Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
  5. Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
  6. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.