Filing Details
- Accession Number:
- 0001437749-20-024170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 17:08:36
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 17:08:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1765339 | L Carol Foster | C/O Hercules Capital, Inc. 400 Hamilton Avenue Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-16 | 308 | $11.49 | 12,701 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 3,850 | $12.99 | 16,551 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Billionaire Hedge Funds
