Filing Details

Accession Number:
0001127602-20-029469
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-18 17:06:20
Reporting Period:
2020-11-16
Accepted Time:
2020-11-18 17:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337976 Peter Ganz 8145 Blazer Drive
Wilmington DE 19808
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-16 1,113 $79.19 41,264 No 4 M Direct
Common Stock Disposition 2020-11-16 333 $79.19 40,931 No 4 F Direct
Common Stock Acquisiton 2020-11-16 857 $79.19 41,788 No 4 M Direct
Common Stock Disposition 2020-11-16 256 $79.19 41,532 No 4 F Direct
Common Stock Disposition 2020-11-16 664 $82.85 40,151 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-11-16 1,113 $0.00 1,113 $0.00
Common Stock Restricted Stock Units Disposition 2020-11-16 857 $0.00 857 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,612 No 4 M Direct
2,755 No 4 M Direct
Footnotes
  1. Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  2. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
  3. Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
  4. Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
  5. Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.