Filing Details

Accession Number:
0001104659-20-126858
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-18 16:08:11
Reporting Period:
2020-11-18
Accepted Time:
2020-11-18 16:08:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322402 D Mark Klein C/O Suro Capital Corp.
One Sansome Street, Suite 730
San Francisco CA 94104
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-18 17,109 $10.57 286,675 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.42 to $10.64 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. This total includes 1,667 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein.