Home > Insider Trading > Filing (0001562180-20-006743)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1237685	Giovanni Barbarossa	C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056	Chief Strategy Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-16	7,000	$16.45	117,175	No	4	M	Direct
Common Stock	Acquisiton	2020-11-16	13,010	$19.37	130,185	No	4	M	Direct
Common Stock	Acquisiton	2020-11-16	30,530	$13.99	160,715	No	4	M	Direct
Common Stock	Acquisiton	2020-11-16	31,360	$17.84	192,075	No	4	M	Direct
Common Stock	Acquisiton	2020-11-16	22,841	$21.67	214,916	No	4	M	Direct
Common Stock	Disposition	2020-11-16	80,031	$59.49	134,885	No	4	S	Direct
Common Stock	Disposition	2020-11-16	24,710	$60.05	110,175	No	4	S	Direct
Common Stock	Acquisiton	2020-11-17	1,879	$21.67	112,054	No	4	M	Direct
Common Stock	Disposition	2020-11-17	1,879	$59.65	110,175	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to Buy)	Disposition	2020-11-16	22,841	$0.00	22,841	$21.67
Common Stock	Option (Right to buy)	Disposition	2020-11-16	13,010	$0.00	13,010	$19.37
Common Stock	Option (Right to buy)	Disposition	2020-11-16	31,360	$0.00	31,360	$17.84
Common Stock	Option (Right to buy)	Disposition	2020-11-16	7,000	$0.00	7,000	$16.45
Common Stock	Option (Right to buy)	Disposition	2020-11-16	30,530	$0.00	30,530	$13.99
Common Stock	Option (Right to Buy)	Disposition	2020-11-17	1,879	$0.00	1,879	$21.67

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,879	2026-08-20	No	4	M	Direct
0	2023-08-17	No	4	M	Direct
0	2025-08-15	No	4	M	Direct
0	2022-11-02	No	4	M	Direct
0	2024-08-16	No	4	M	Direct
0	2026-08-20	No	4	M	Direct

Footnotes

The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.
Represents the weighted average of multiple sale transactions ranging in price from $58.93 to $59.91. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $59.93 to $60.45. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $59.27 to $59.81. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The options fully vested on August 20, 2020.
The options fully vested on August 17, 2018.
The options fully vested on August 15, 2020.
The options fully vested on November 2, 2017.
The options fully vested on August 16, 2019.