Filing Details
- Accession Number:
- 0001209191-20-058856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 18:10:47
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 18:10:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393066 | Resolute Forest Products Inc. | RFP | Paper Mills (2621) | 980526415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1599968 | Joseph Richard Tremblay | 111 Robert-Bourassa Boulevard Suite 5000 Montreal A8 H3C 2M1 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-13 | 6,900 | $5.06 | 221,108 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 8,320 | $5.07 | 212,788 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 47,708 | $0.00 | 260,496 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-11-16 | 8,409 | $4.96 | 252,087 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 2,624 | $0.00 | 254,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-16 | 2,624 | $4.96 | 252,087 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Units | Disposition | 2020-11-16 | 2,624 | $0.00 | 2,624 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,918 | 2020-11-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.05 to $5.10, inclusive. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.05 to $5.12, inclusive. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on December 1, 2021. The number of securities represent the remaining installments which are Dividend Equivalent Units.
- Represents units withheld in respect of taxes on the settlement of restricted stock units.
- Represents the settlement of Dividend Equivalent Units in cash.
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