Filing Details

Accession Number:
0001712923-20-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-17 17:29:58
Reporting Period:
2020-11-13
Accepted Time:
2020-11-17 17:29:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1712923 Greensky Inc. GSKY Services-Business Services, Nec (7389) 822135346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1740339 David Zalik 5565 Glenridge Connector, Suite 700
Atlanta GA 30342
Ceo And Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-13 1,105,220 $3.47 1,105,220 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 50,990,244 Indirect Founders Technology Investors, LLC
Class B Common Stock 13,397,399 Indirect Financial Technology Investors, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Holdco Units $0.00 50,990,244 50,990,244 Indirect
Class A Common Stock Holdco Units $0.00 13,397,399 13,397,399 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
50,990,244 50,990,244 Indirect
13,397,399 13,397,399 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.50, inclusive. The reporting person undertakes to provide to GreenSky, Inc., any security holder of GreenSky, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The amount of securities has been adjusted to reflect the redemptions of certain members by Founders Technology Investors, LLC.
  3. The amount of securities has been adjusted to reflect the redemptions of certain members by Financial Technology Investors, LLC.
  4. Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.