Filing Details

Accession Number:
0001209191-20-058564
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-16 19:29:53
Reporting Period:
2020-11-12
Accepted Time:
2020-11-16 19:29:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524223 Manning & Napier Inc. MN Investment Advice (6282) 452609100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733797 Ebrahim Busheri C/O Manning &Amp; Napier, Inc.
290 Woodcliff Drive
Fairport NY 14450
Director Of Investments No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Acquisiton 2020-11-12 16,008 $3.85 386,417 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.80 to $3.88, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
  2. Includes 232,751 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 102,331 vesting on December 31, 2020, 79,415 vesting on December 31, 2021, and 51,005 vesting on December 31, 2022.