Home > Insider Trading > Filing (0000064040-20-000192)

Filing Details

Accession Number:: 0000064040-20-000192
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-16 19:14:30
Reporting Period:: 2020-11-16

Accepted Time:: 2020-11-16 19:14:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1581262	L. Douglas Peterson	55 Water Street New York NY 10041	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-11-16	1,900	$337.97	145,704	No	4	S	Direct
Common Stock	Disposition	2020-11-16	1,867	$339.06	143,837	No	4	S	Direct
Common Stock	Disposition	2020-11-16	926	$339.88	142,911	No	4	S	Direct
Common Stock	Disposition	2020-11-16	2,100	$341.02	140,811	No	4	S	Direct
Common Stock	Disposition	2020-11-16	207	$341.59	140,604	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (Right to Buy)	$77.81	2015-04-01	2024-03-31	51,304	51,304	Direct
Common Stock	Restricted Stock Units	$0.00			3,727	3,727	Direct
Common Stock	Restricted Stock Units	$0.00			11,522	11,522	Direct
Common Stock	Restricted Stock Units	$0.00			7,553	7,553	Direct
Common Stock	Restricted Stock Units	$0.00	2021-04-02	2021-04-02	10,716	10,716	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-31	51,304	51,304	Direct
	3,727	3,727	Direct
	11,522	11,522	Direct
	7,553	7,553	Direct
2021-04-02	10,716	10,716	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.45 to $338.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.46 to $339.40, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.46 to $340.02, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.95 to $341.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.