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Filing Details

Accession Number:: 0001487918-20-000094
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-16 17:27:01
Reporting Period:: 2020-11-12

Accepted Time:: 2020-11-16 17:27:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487918	Ofs Capital Corp	OFS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
904290	S Richard Ressler	4700 Wilshire Boulevard Los Angeles CA 90010		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-12	3,255	$5.07	3,255	No	4	P	Direct
Common Stock	Acquisiton	2020-11-13	8,818	$5.28	12,073	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,946,474	Indirect	-

Footnotes

The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
These securities are held by Orchard First Source Asset Management, LLC ("OFSAM") and may be deemed to be indirectly owned by OI3, LLC through its direct and indirect interests in OFSAM, indirectly owned by The OI3 2019 Trust, as the sole owner of the limited liability company interests in OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of all securities reported on this form, except to the extent of his or its, as applicable, pecuniary interest therein.