Filing Details

Accession Number:
0001716837-20-000186
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 18:01:33
Reporting Period:
2020-11-10
Accepted Time:
2020-11-13 18:01:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513957 S. Alan Henricks C/O Roku, Inc.
1155 Coleman Ave.
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-10 1,000 $2.28 7,287 No 4 C Direct
Class A Common Stock Disposition 2020-11-10 1,000 $222.24 6,287 No 4 S Direct
Class A Common Stock Disposition 2020-11-11 1,000 $0.00 5,287 No 5 G Direct
Class A Common Stock Acquisiton 2020-11-11 7,000 $2.28 12,287 No 4 C Direct
Class A Common Stock Disposition 2020-11-11 2,000 $226.24 10,287 No 4 S Direct
Class A Common Stock Disposition 2020-11-11 5,000 $228.00 5,287 No 4 S Direct
Class A Common Stock Acquisiton 2020-11-12 2,500 $2.28 7,787 No 4 C Direct
Class A Common Stock Disposition 2020-11-12 2,500 $235.00 5,287 No 4 S Direct
Class A Common Stock Acquisiton 2020-11-13 7,500 $2.28 12,787 No 4 C Direct
Class A Common Stock Disposition 2020-11-13 5,000 $233.00 7,787 No 4 S Direct
Class A Common Stock Disposition 2020-11-13 2,500 $235.00 5,287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 5 G Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-10 1,000 $2.28 1,000 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-10 1,000 $2.28 1,000 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-10 1,000 $2.28 1,000 $2.28
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-11 7,000 $2.28 7,000 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-11 7,000 $2.28 7,000 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-11 7,000 $2.28 7,000 $2.28
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-12 2,500 $2.28 2,500 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-12 2,500 $2.28 2,500 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-12 2,500 $2.28 2,500 $2.28
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2020-11-13 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Acquisiton 2020-11-13 7,500 $2.28 7,500 $2.28
Class A Common Stock Class B Common Stock Disposition 2020-11-13 7,500 $2.28 7,500 $2.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,700 2022-05-01 No 4 M Direct
1,000 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
29,700 2022-05-01 No 4 M Direct
7,000 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
27,200 2022-05-01 No 4 M Direct
2,500 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
19,700 2022-05-01 No 4 M Direct
7,500 2022-05-01 No 4 M Direct
0 2022-05-01 No 4 C Direct
Footnotes
  1. This stock option is fully vested.