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Filing Details

Accession Number:: 0001387131-20-009929
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-13 17:40:05
Reporting Period:: 2020-11-10

Accepted Time:: 2020-11-13 17:40:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1692412	Playa Hotels & Resorts N.v.	PLYA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1425873	Mr. Karl Peterson	C/O Tpg Global, Llc, 301 Commerce Street, Suite 3300 Fort Worth TX 76102		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2020-11-10	5,202,633	$0.00	3,954,033	No	4	J	Indirect	See Explanation of Responses
Ordinary Shares	Disposition	2020-11-11	100,000	$4.54	3,854,033	No	4	S	Indirect	See Explanation of Responses
Ordinary Shares	Disposition	2020-11-12	125,000	$4.43	3,729,033	No	4	S	Indirect	See Explanation of Responses
Ordinary Shares	Disposition	2020-11-13	125,000	$4.37	3,604,033	No	4	S	Indirect	See Explanation of Responses

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses
No	4	S	Indirect	See Explanation of Responses

Footnotes

Effective November 10, 2020, TPG Pace Sponsor, LLC ("TPG Pace Sponsor"), of which Mr. Karl Peterson (the "Reporting Person") is a managing member, distributed, in accordance with its limited liability company agreement, ordinary shares, par value euro 0.10 per share ("Ordinary Shares"), of Playa Hotels & Resorts N.V. (the "Issuer") pro rata to its members (the "Distribution"). The ultimate general partner (and its stockholders) of TPG Holdings III, L.P., the other managing member of TPG Pace Sponsor, is making a separate Form 4 filing with respect to the Distribution.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held through Peterson Capital Partners, LP.
Excludes 2,000,000 Ordinary Shares issuable upon the exercise of 2,000,000 earnout warrants that were inadvertently included in Table I of the Form 4 filed by Mr. Peterson on August 13, 2018.
Because of the relationship between Mr. Peterson and TPG Pace Sponsor, Mr. Peterson may have been deemed to have beneficially owned the securities held by TPG Pace Sponsor to the extent of his direct or indirect pecuniary interests therein. Mr. Peterson disclaims beneficial ownership of the securities held by TPG Pace Sponsor, except to the extent of his pecuniary interest therein, if any.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Peterson is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of his pecuniary interests.