Filing Details

Accession Number:
0001387131-20-009929
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 17:40:05
Reporting Period:
2020-11-10
Accepted Time:
2020-11-13 17:40:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692412 Playa Hotels & Resorts N.v. PLYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425873 Mr. Karl Peterson C/o Tpg Global, Llc,
301 Commerce Street, Suite 3300
Fort Worth TX 76102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2020-11-10 5,202,633 $0.00 3,954,033 No 4 J Indirect See Explanation of Responses
Ordinary Shares Disposition 2020-11-11 100,000 $4.54 3,854,033 No 4 S Indirect See Explanation of Responses
Ordinary Shares Disposition 2020-11-12 125,000 $4.43 3,729,033 No 4 S Indirect See Explanation of Responses
Ordinary Shares Disposition 2020-11-13 125,000 $4.37 3,604,033 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
Footnotes
  1. Effective November 10, 2020, TPG Pace Sponsor, LLC ("TPG Pace Sponsor"), of which Mr. Karl Peterson (the "Reporting Person") is a managing member, distributed, in accordance with its limited liability company agreement, ordinary shares, par value euro 0.10 per share ("Ordinary Shares"), of Playa Hotels & Resorts N.V. (the "Issuer") pro rata to its members (the "Distribution"). The ultimate general partner (and its stockholders) of TPG Holdings III, L.P., the other managing member of TPG Pace Sponsor, is making a separate Form 4 filing with respect to the Distribution.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Held through Peterson Capital Partners, LP.
  6. Excludes 2,000,000 Ordinary Shares issuable upon the exercise of 2,000,000 earnout warrants that were inadvertently included in Table I of the Form 4 filed by Mr. Peterson on August 13, 2018.
  7. Because of the relationship between Mr. Peterson and TPG Pace Sponsor, Mr. Peterson may have been deemed to have beneficially owned the securities held by TPG Pace Sponsor to the extent of his direct or indirect pecuniary interests therein. Mr. Peterson disclaims beneficial ownership of the securities held by TPG Pace Sponsor, except to the extent of his pecuniary interest therein, if any.
  8. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Peterson is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of his pecuniary interests.