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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1476963	Heat Biologics Inc.	HTBX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1436316	Iii B Edward Smith	C/O Heat Biologics, Inc. 627 Davis Drive Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-11-12	103,304	$1.03	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,001	Direct

Footnotes

These shares of common stock are owned directly by Aristar Ventures III, LLC ("Aristar Ventures III") and indirectly by Aristar Capital Management, LLC, an entity of which Mr. Smith is the managing member and exercises investment discretion. Aristar Capital Management, LLC is the investment manager of Aristar Ventures III. The shares were sold in connection with the dissolution and winding up of Aristar Ventures III, which is nearing the end of its fund life.
Mr. Smith is deemed to beneficially own the shares held by such entities in his role as managing member and his control over the voting and disposition of any shares held by Aristar Ventures III. Mr. Smith disclaims beneficial ownership of the shares of common stock, except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.