Filing Details

Accession Number:
0001127602-20-028996
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 16:39:21
Reporting Period:
2020-11-11
Accepted Time:
2020-11-13 16:39:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247972 B Beatrice Taplin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-11-11 154,845 $16.52 189,755 No 4 S Indirect Proportionate membership interest in shares held by Abigail II, LLC
Class A Common Stock Disposition 2020-11-11 154,845 $16.52 34,910 No 4 S Indirect Proportionate membership interest in shares held by Abigail II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Proportionate membership interest in shares held by Abigail II, LLC
No 4 S Indirect Proportionate membership interest in shares held by Abigail II, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 13,040 Indirect By Marital Trust/PNC
Class A Common Stock 26,614 Indirect BBT/Wells Fargo Trust
Class A Common Stock 9,785 Indirect By Trust/GC#5
Class A Common Stock 9,785 Indirect By Trust/GC#4
Class A Common Stock 5,250 Indirect By Trust/GC#1
Class A Common Stock 12,649 Indirect By Trust/GC#2
Class A Common Stock 12,649 Indirect By Trust/GC#3
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 27,310 27,310 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
27,310 27,310 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $6,822,339 plus interest which will accrue at a rate of 0.39% per annum, the principal amount of which indebtedness will be due and owing on November 11, 2028 and the accrued interest will be due and owing annually during the term.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $6,822,339 plus interest which will accrue at a rate of 0.39% per annum, the principal amount of which indebtedness will be due and owing on November 11, 2028 and the accrued interest will be due and owing annually during the term.
  3. Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
  4. Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
  5. N/A