Filing Details

Accession Number:
0001487918-20-000091
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 16:21:11
Reporting Period:
2020-11-11
Accepted Time:
2020-11-13 16:21:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487918 Ofs Capital Corp OFS () 461339639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613440 A Jeffrey Cerny C/O Ofs Capital Corporation
10 S. Wacker Drive, Suite 2500
Chicago IL 60606
Director And Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-11 20,000 $5.07 20,000 No 4 P Direct
Common Stock Acquisiton 2020-11-12 10,000 $5.08 30,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,946,474 Indirect -
Footnotes
  1. The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
  3. These securities are held by Orchard First Source Asset Management ("OFSAM"). Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. Mr. Cerny disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.