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Filing Details

Accession Number:: 0001179110-20-011106
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-13 16:18:20
Reporting Period:: 2020-11-11

Accepted Time:: 2020-11-13 16:18:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1493594	Macom Technology Solutions Holdings Inc.	MTSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1239366	Y Peter Chung	C/O Summit Partners 222 Berkeley Street, 18Th Floor Boston MA 02116		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-11	1,270,679	$14.05	1,309,086	No	4	X	Indirect	See Remarks.
Common Stock	Disposition	2020-11-11	420,368	$42.47	888,718	No	4	S	Indirect	See Remarks.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See Remarks.
No	4	S	Indirect	See Remarks.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Acquisiton	2020-11-11	1,270,679	$0.00	1,270,679	$14.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-12-21	2020-12-21	No	4	X	Indirect

Footnotes

The Common Stock is held as follows: 530,293 shares in the name of Summit Partners Private Equity Fund VII-A, L.P.; 318,502 shares in the name of Summit Partners Private Equity Fund VII-B, L.P.; 1,416 shares in the name of Summit Investors I, LLC; 100 shares in the name of Summit Investors I (UK), L.P.; 38,407 shares in the name of Mr. Chung, which are held for the benefit of Summit Partners, L.P.
Mr. Chung holds any Common Stock for the benefit of Summit Partners, L.P. which he has empowered to determine when the shares will be sold and which is entitled to the proceeds of any such sales. Summit Partners, L.P., through a two-person Investment Committee, responsible for voting and investment decisions with respect to the Issuer, currently composed of Martin J. Mannion and Peter Y. Chung, has voting and dispositive authority over the shares reported herein and therefore may be deemed to beneficially own such shares. Summit Partners, L.P., Mr. Mannion and Mr. Chung disclaim beneficial ownership of the shares of Common Stock, except to the extent of their pecuniary interest therein.
On November 11, 2020, Summit Partners Private Equity Fund VII-A, L.P., Summit Partners Private Equity Fund VII-B, L.P., Summit Investors I, LLC and Summit Investors I (UK), L.P. (collectively, the "Summit Funds") exercised a warrant to purchase 1,270,679 shares of the Issuer's common stock for $14.05 a share. The Summit Funds paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 420,368 shares to pay the exercise price and issuing to the Summit Funds the remaining 850,311 shares.