Filing Details

Accession Number:
0001628280-20-016420
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 16:08:27
Reporting Period:
2020-11-12
Accepted Time:
2020-11-13 16:08:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1042875 A William Hagstrom C/O Caredx, Inc.
1 Tower Place, 9Th Floor
South San Francisco CA 94080
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-12 10,000 $6.50 28,575 No 4 M Direct
Common Stock Disposition 2020-11-12 10,000 $54.59 18,575 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2020-11-12 10,000 $0.00 10,000 $6.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
948 2025-03-02 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.96, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. 1/36th of the shares subject to the option vested on April 2, 2015 and 1/36th of the shares subject to the option vested monthly thereafter.