Filing Details

Accession Number:
0000009984-20-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 14:16:51
Reporting Period:
2020-11-06
Accepted Time:
2020-11-13 14:16:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007661 O Thomas Barnes Barnes Group Inc.
123 Main Street
Bristol CT 06010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-06 110 $39.84 160,499 No 4 S Indirect Trust #42-01-102-8550720 (3E)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust #42-01-102-8550720 (3E)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 390,070 Direct
Common Stock 4,462 Indirect By my wife
Common Stock 39,116 Indirect Trust #42-01-102-8546568
Common Stock 412,296 Indirect Trust #42-01-102-8546559 (1E)
Common Stock 75,728 Indirect Trust #42-01-102-8550714 (2E)
Common Stock 479,703 Indirect Trust #42-01-102-8550719 (4E)
Common Stock 410,026 Indirect Trust #42-01-102-8546558 (5E/5W)
Common Stock 83,723 Indirect Trust #42-01-102-8550713 (6E/7W)
Common Stock 62,403 Indirect Trust#42-01-102-2549053
Footnotes
  1. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
  2. Includes (a) a balance of 397 Restricted Stock Units granted 2/13/2020, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 377,672.67 shares of common stock.