Filing Details

Accession Number:
0001019056-20-000569
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-13 13:43:08
Reporting Period:
2020-11-13
Accepted Time:
2020-11-13 13:43:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872912 Delcath Systems Inc. DCTH Surgical & Medical Instruments & Apparatus (3841) 061245881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623082 J A Steven Salamon C/o Rosalind Advisors, Inc.
175 Bloor Street Suite 1316, North Tower
Toronto A6 M5R 2L4
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-11-13 2,000 $11.51 187,000 No 4 P Indirect By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Footnotes
  1. Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".