Filing Details

Accession Number:
0001654954-20-012290
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 21:05:20
Reporting Period:
2020-11-09
Accepted Time:
2020-11-12 21:05:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658833 Winfield Steven Knerr C/O Issuer Direct Corp.
One Glenwood Drive Suite 1001
Raleigh NC 27603
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-09 2,500 $21.55 14,000 No 4 S Direct
Common Stock Acquisiton 2020-11-11 5,000 $7.76 19,000 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2020-11-11 5,000 $0.00 10,000 $7.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2023-09-27 No 4 M Direct
Footnotes
  1. The Reporting Person sold these 2,500 shares pursuant to a Rule 10b5-1 trading plan executed on August 21, 2020 and in order to pay the exercise price for the option exercise described in footnote 2 below along with any applicable taxes.
  2. The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 10,000 shares of common stock continue to underlie this option.
  3. All of the shares underlying this option have vested.