Filing Details

Accession Number:
0001179110-20-011073
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 18:23:18
Reporting Period:
2020-11-10
Accepted Time:
2020-11-12 18:23:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012019 Rush Enterprises Inc RUSH Retail-Auto Dealers & Gasoline Stations (5500) 741733016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211953 Rusty M William Rush 555 Ih 35 South, Suite 500
New Braunfels TX 78130
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-10 112,500 $15.65 236,901 No 4 M Direct
Class A Common Stock Disposition 2020-11-10 112,500 $39.39 124,401 No 4 S Direct
Class A Common Stock Acquisiton 2020-11-11 400 $15.65 124,801 No 4 M Direct
Class A Common Stock Disposition 2020-11-11 400 $39.30 124,401 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2020-11-10 112,500 $0.00 112,500 $15.65
Class A Common Stock Option (right to buy) Disposition 2020-11-11 400 $0.00 400 $15.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,682 2022-03-15 No 4 M Direct
50,282 2022-03-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,230 Indirect By 3MR Partners, L.P.
Class B Common Stock 687,517 Direct
Class B Common Stock 2,435,453 Indirect By 3MR Partners, L.P.
Footnotes
  1. On October 12, 2020, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.
  2. Includes certain shares included in the Rush Enterprises, Inc. Deferred Compensation Plan.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.16 to $39.48. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.295 to $39.30. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. Includes unvested restricted stock and certain shares and unvested restricted stock units included in the Rush Enterprises, Inc. Deferred Compensation Plan.
  6. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.