Filing Details

Accession Number:
0001401708-20-000214
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 17:00:56
Reporting Period:
2020-11-09
Accepted Time:
2020-11-12 17:00:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326794 Kirk Malloy 530 Fairview Avenue N
Seattle WA 98109
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-09 1,000 $7.47 1,990 No 4 M Direct
Common Stock Acquisiton 2020-11-09 1,500 $16.36 3,490 No 4 M Direct
Common Stock Disposition 2020-11-09 2,500 $40.96 990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2020-11-09 1,000 $7.47 1,000 $7.47
Common Stock Stock Option (right to buy) Disposition 2020-11-09 1,500 $16.36 1,500 $16.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,168 2027-12-31 No 4 M Direct
8,435 2026-09-11 No 4 M Direct
Footnotes
  1. The sales reported by Dr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.
  2. Not applicable
  3. 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.
  4. 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.