Filing Details

Accession Number:
0001689923-20-000101
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 16:39:00
Reporting Period:
2020-11-09
Accepted Time:
2020-11-12 16:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198529 Kevin Rubin C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-11-09 2,248 $0.00 40,349 No 4 C Direct
Class A Common Stock Acquisiton 2020-11-09 1,600 $27.09 41,949 No 4 M Direct
Class A Common Stock Acquisiton 2020-11-09 1,100 $68.26 43,049 No 4 M Direct
Class A Common Stock Disposition 2020-11-09 5,260 $116.29 37,789 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2020-11-09 2,248 $0.00 2,248 $12.30
Class A Common Stock Class B Common Stock Acquisiton 2020-11-09 2,248 $0.00 2,248 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-11-09 2,248 $0.00 2,248 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-11-09 1,600 $0.00 1,600 $27.09
Class A Common Stock Stock Option (Right to Buy) Disposition 2020-11-09 1,100 $0.00 1,100 $68.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,061 2026-11-28 No 4 M Direct
2,248 No 4 M Direct
0 No 4 C Direct
27,169 2028-01-05 No 4 M Direct
19,588 2029-03-03 No 4 M Direct
Footnotes
  1. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  2. Includes 37,789 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  3. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020.
  4. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  5. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
  6. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
  7. The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.