Filing Details

Accession Number:
0001179110-20-011038
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 16:36:32
Reporting Period:
2020-11-09
Accepted Time:
2020-11-12 16:36:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610250 Boot Barn Holdings Inc. BOOT Retail-Shoe Stores (5661) 900776290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633114 V. Gregory Hackman C/O Boot Barn Holdings, Inc.
15345 Barranca Pkwy
Irvine CA 92618
Evp, Coo & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-09 25,678 $19.30 51,841 No 4 M Direct
Common Stock Disposition 2020-11-09 25,678 $42.00 26,163 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2020-11-09 25,678 $42.00 25,678 $19.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,322 2023-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,494 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $6.15 2025-06-05 20,247 20,247 Direct
Common Stock Options $7.11 2024-05-20 22,000 22,000 Direct
Common Stock Options $20.94 2030-05-21 12,506 12,506 Direct
Common Stock Options $23.57 2030-08-09 12,020 12,020 Direct
Common Stock Options $23.92 2026-05-24 28,667 28,667 Direct
Common Stock Options $24.08 2030-05-21 13,347 13,347 Direct
Common Stock Options $28.63 2029-05-20 12,429 12,429 Direct
Common Stock Options $28.82 2023-06-09 6,506 6,506 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-06-05 20,247 20,247 Direct
2024-05-20 22,000 22,000 Direct
2030-05-21 12,506 12,506 Direct
2030-08-09 12,020 12,020 Direct
2026-05-24 28,667 28,667 Direct
2030-05-21 13,347 13,347 Direct
2029-05-20 12,429 12,429 Direct
2023-06-09 6,506 6,506 Direct
Footnotes
  1. Reflects the weighted average price of sales on November 9, 2020. The shares were sold in multiple transactions at prices ranging from $42.00 to $42.04, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 9, 2020 that are not subject to further vesting conditions.
  3. Consists of the number of shares of common stock held by the reporting person as of November 9, 2020 that remain subject to time-based vesting.
  4. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
  5. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.