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Filing Details

Accession Number:: 0001179110-20-011034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-12 16:17:56
Reporting Period:: 2020-11-09

Accepted Time:: 2020-11-12 16:17:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
88205	Spx Corp	SPXC	Metalworkg Machinery & Equipment (3540)	381016240

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653288	Iii William John Swann	C/O Spx Corporation 6325 Ardrey Kell Road, Suite 400 Charlotte NC 28277	Pres., Heating And Location &	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-09	5,636	$12.36	77,959	No	4	M	Direct
Common Stock	Disposition	2020-11-09	5,636	$47.07	72,323	No	4	S	Direct
Common Stock	Acquisiton	2020-11-09	2,944	$12.85	75,267	No	4	M	Direct
Common Stock	Disposition	2020-11-09	2,944	$47.00	72,323	No	4	S	Direct
Common Stock	Acquisiton	2020-11-10	1,913	$12.36	74,236	No	4	M	Direct
Common Stock	Disposition	2020-11-10	1,913	$47.29	72,323	No	4	S	Direct
Common Stock	Acquisiton	2020-11-10	9,169	$12.85	81,492	No	4	M	Direct
Common Stock	Disposition	2020-11-10	9,169	$47.38	72,323	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee stock option to purchase common stock	Disposition	2020-11-09	5,636	$0.00	5,636	$12.36
Common Stock	Employee stock option to purchase common stock	Disposition	2020-11-10	1,913	$0.00	1,913	$12.36
Common Stock	Employee stock option to purchase common stock	Disposition	2020-11-09	2,944	$0.00	2,944	$12.85
Common Stock	Employee stock option to purchase common stock	Disposition	2020-11-10	9,169	$0.00	9,169	$12.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,012	2018-10-13	2025-10-13	No	4	M	Direct
23,099	2018-10-13	2025-10-13	No	4	M	Direct
28,832	2019-03-02	2026-03-02	No	4	M	Direct
19,663	2019-03-02	2026-03-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,309	Indirect	401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee stock option to purchase common stock	$27.40	2020-03-01	2027-03-01	13,214	13,214	Direct
Common Stock	Employee stock option to purchase common stock	$32.69	2021-02-22	2028-02-22	12,361	12,361	Direct
Common Stock	Employee stock option to purchase common stock	$36.51	2022-02-21	2029-02-21	13,556	13,556	Direct
Common Stock	Employee stock option to purchase common stock	$50.09	2023-02-20	2030-02-20	10,552	10,552	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-01	13,214	13,214	Direct
2028-02-22	12,361	12,361	Direct
2029-02-21	13,556	13,556	Direct
2030-02-20	10,552	10,552	Direct

Footnotes

Includes unvested restricted stock units.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $47.00 to $50.00, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $47.00 to $47.20, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $47.16 to $47.49, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $47.15 to $47.55, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Vests as to 100% of the shares on the third anniversary of the grant date.
Vests in three equal installments beginning on March 2, 2017.
Vests in three equal installments beginning on March 1, 2018.
Vests in three equal installments beginning on February 22, 2019.
Vests in three equal installments beginning on February 21, 2020.
Vests in three equal installments beginning on February 20, 2021.