Filing Details
- Accession Number:
- 0001547903-20-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 16:15:14
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 16:15:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422024 | J William Leatherberry | C/O Nmi Holdings, Inc. 2100 Powell St. Emeryville CA 94608 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2020-11-09 | 2,500 | $11.10 | 138,601 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2020-11-09 | 2,500 | $24.26 | 136,101 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2020-11-10 | 14,209 | $11.10 | 150,310 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2020-11-10 | 11,709 | $23.28 | 138,601 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2020-11-10 | 2,500 | $23.58 | 136,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2020-11-09 | 2,500 | $0.00 | 2,500 | $11.10 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2020-11-09 | 14,209 | $0.00 | 14,209 | $11.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,209 | 2027-02-09 | No | 4 | M | Direct | |
| 0 | 2027-02-09 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2576. The range of prices was $24.25 to $24.30. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.281179. The range of prices was $23.25 to 23.35. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold in a series of open market transactions on the transaction date at a weighted average sale price of $23.580656. The range of prices was $23.56 to $23.59. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- Represents 94,730 class A common shares and 41,371 unvested restricted stock units.
- The option vested in full on February 9, 2020.
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