Filing Details
- Accession Number:
- 0001225208-20-013416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 14:05:17
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-12 14:05:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523568 | Jr C James Fish | 1001 Fannin Street Houston TX 77002 | Pres, Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-10 | 24,671 | $85.34 | 283,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-10 | 24,671 | $123.09 | 259,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-10 | 24,671 | $85.34 | 24,671 | $85.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,342 | 2019-02-20 | 2028-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,947 | Indirect | By 401(k) Plan |
| Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 1 |
| Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 2 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $122.70 to $123.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
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