Filing Details

Accession Number:
0001794162-20-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 11:16:41
Reporting Period:
2020-11-10
Accepted Time:
2020-11-12 11:16:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496701 W Douglas Marohn 2454 Mcmullen Booth Rd
Bldg C #501B
Clearwater FL 33759
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2020-11-10 700 $7.99 76,378 No 4 P Direct
Common Acquisiton 2020-11-10 700 $0.00 77,078 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 39 Indirect Spouse
Footnotes
  1. Represents the average purchase price.
  2. These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/10/2020 was $7.87.