Filing Details
- Accession Number:
- 0001707925-20-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-12 09:39:31
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-12 09:39:31
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411350 | F Eduardo Menezes | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Executive Vp Emea Gases | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-11-09 | 47,375 | $128.38 | 117,682 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 34,348 | $263.33 | 83,334 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 13,027 | $263.03 | 70,307 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-09 | 37,305 | $128.80 | 107,612 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 27,076 | $263.41 | 80,536 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2020-11-09 | 10,229 | $263.24 | 70,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-11-09 | 37,305 | $0.00 | 37,305 | $128.80 |
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-11-09 | 47,375 | $0.00 | 47,375 | $128.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-25 | 2024-02-25 | No | 4 | M | Direct |
| 0 | 2016-02-24 | 2025-02-24 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 3,090 | 3,090 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 3,590 | 3,590 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 7,375 | 7,375 | Direct | ||
| Ordinary Shares | Stock Option (right to buy) | $173.13 | 2021-03-09 | 2030-03-09 | 37,565 | 37,565 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $176.63 | 2020-03-20 | 2029-03-20 | 40,470 | 40,470 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $102.22 | 2017-02-23 | 2026-02-23 | 89,070 | 89,070 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $118.71 | 2018-02-28 | 2027-02-28 | 71,400 | 71,400 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $154.00 | 2019-02-27 | 2028-02-27 | 61,430 | 61,430 | Direct |
| Ordinary Shares | Deferred Stock Unit | $0.00 | 83 | 178 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,090 | 3,090 | Direct | |
| 3,590 | 3,590 | Direct | |
| 7,375 | 7,375 | Direct | |
| 2030-03-09 | 37,565 | 37,565 | Direct |
| 2029-03-20 | 40,470 | 40,470 | Direct |
| 2026-02-23 | 89,070 | 89,070 | Direct |
| 2027-02-28 | 71,400 | 71,400 | Direct |
| 2028-02-27 | 61,430 | 61,430 | Direct |
| 83 | 178 | Direct |
Footnotes
- Ordinary shares withheld to pay exercise price and taxes.
- The price reported is the weighted average sale price. The sale prices ranged from $262.87 to $263.33. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price
- The price reported is the weighted average sale price. The sale prices ranged from $263.14 to $263.42. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- Conversion to Linde plc ordinary shares is on a one-for-one basis.
- Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan") . The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.
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