Filing Details

Accession Number:
0001005229-20-000304
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 09:28:09
Reporting Period:
2020-11-10
Accepted Time:
2020-11-12 09:28:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509464 S Alan Korman 205 Crosspoint Parkway
Getzville NY 14068
Vp, Gen'l Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-10 4,386 $27.12 37,182 No 4 M Direct
Common Stock Disposition 2020-11-10 3,679 $38.22 33,503 No 4 S Direct
Common Stock Disposition 2020-11-10 618 $38.02 32,885 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2020-11-10 4,386 $0.00 4,386 $27.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-05-19 2024-05-19 No 4 M Direct
Footnotes
  1. The sale was executed in multiple trades at prices ranging from $37.84 to $38.67, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  2. The sale was executed in multiple trades at prices ranging from $37.95 to $38.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 17,254.5028 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 938.2270 shares become fully vested 5/22/2021; 1,425.0208 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,157.7251 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 892.1560 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,578.2957 shares become fully vested 1/20/2022, 4,254.9261 shares become fully vested 33.33% per year for three years beginning 5/18/2021, and 5,008.1521 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, if reporting person remains an employee of issuer. Also includes 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
  4. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.