Filing Details

Accession Number:
0001127602-20-028678
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-12 06:07:59
Reporting Period:
2020-11-11
Accepted Time:
2020-11-12 06:07:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1725089 Aiken Yuen Yum China Building
20 Tian Yao Qiao Road
Shanghai F4 200030
Chief People Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-11 2,713 $14.88 2,713 No 4 M Direct
Common Stock Disposition 2020-11-11 2,015 $57.91 698 No 4 S Direct
Common Stock Disposition 2020-11-11 698 $57.90 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2020-11-11 2,713 $0.00 2,713 $14.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-04 No 4 M Direct
Footnotes
  1. Vested in full.