Filing Details
- Accession Number:
- 0001209191-20-057719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 17:43:09
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 17:43:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662411 | Warren James Huff | 5320 Legacy Drive Plano TX 75024 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-11-09 | 16,687 | $175.06 | 64,970 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-10 | 64,970 | $175.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 12,500 | Indirect | By The 2019 JWH GRAT |
| Class A Common Stock | 12,500 | Indirect | By The 2019 WBH GRAT |
| Class A Common Stock | 1,583 | Indirect | By Huff 2010 Descendants' Trust FBO Connor Huff |
| Class A Common Stock | 1,583 | Indirect | By Huff 2010 Descendants' Trust FBO Dillon Huff |
Footnotes
- The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $175.00 to $175.30. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $175.00 to $175.13. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes shares of Class A common stock previously held directly by the Reporting Person, which were transferred to The 2019 JWH GRAT.
- Includes shares of Class A common stock previously held by the Reporting Person's spouse, which were transferred to The 2019 WBH GRAT.
- Includes shares of Class A common stock previously held by the Huff 2010 Descendants' Trust, which were distributed to the Huff 2010 Descendants' Trust FBO Connor Huff and the Huff 2010 Descendants' Trust FBO Dillon Huff.
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