Filing Details

Accession Number:
0001230245-20-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-10 16:02:04
Reporting Period:
2020-11-06
Accepted Time:
2020-11-10 16:02:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Sandler Companies PIPR Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538590 Scott R Larue 800 Nicollet Mall
Minneapolis MN 55402
Co-Head Global Ib And Cap Mkts No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-11-06 600 $85.00 67,760 No 4 S Indirect Through Living Trust
Common Stock Disposition 2020-11-09 9,400 $89.47 58,360 No 4 S Indirect Through Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Living Trust
No 4 S Indirect Through Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,420 Direct
Footnotes
  1. The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $90.0000 inclusive. The reporting person undertakes to provide full information regarding the number os shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.