Filing Details

Accession Number:
0001209191-20-057508
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-09 19:43:57
Reporting Period:
2020-11-06
Accepted Time:
2020-11-09 19:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc. AVLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235461 Lee Alesia Pinney 255 South King St.
Suite 1800
Seattle WA 98104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-06 1,186 $13.84 35,951 No 4 M Direct
Common Stock Acquisiton 2020-11-06 932 $16.60 36,883 No 4 M Direct
Common Stock Acquisiton 2020-11-06 463 $39.76 37,346 No 4 M Direct
Common Stock Disposition 2020-11-06 400 $162.77 36,946 No 4 S Direct
Common Stock Disposition 2020-11-06 700 $163.76 36,246 No 4 S Direct
Common Stock Disposition 2020-11-06 500 $165.11 35,746 No 4 S Direct
Common Stock Disposition 2020-11-06 200 $166.54 35,546 No 4 S Direct
Common Stock Disposition 2020-11-06 454 $167.65 35,092 No 4 S Direct
Common Stock Disposition 2020-11-06 149 $168.71 34,943 No 4 S Direct
Common Stock Disposition 2020-11-06 178 $170.00 34,765 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-11-06 1,186 $0.00 1,186 $13.84
Common Stock Stock Option (right to buy) Disposition 2020-11-06 932 $0.00 932 $16.60
Common Stock Stock Option (right to buy) Disposition 2020-11-06 463 $0.00 463 $39.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,113 2027-02-09 No 4 M Direct
16,770 2028-01-23 No 4 M Direct
13,890 2029-01-28 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.28 to $163.19, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.59 to $164.54, inclusive.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.94 to $165.81, inclusive.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.25 to $166.835, inclusive.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.45 to $167.875, inclusive.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.62 to $168.90, inclusive.
  8. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
  9. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
  10. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.