Filing Details
- Accession Number:
- 0001437749-20-023231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 16:22:56
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-09 16:22:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1078271 | Extreme Networks Inc | EXTR | Computer Communications Equipment (3576) | 770430270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628567 | Raj Khanna | 6480 Via Del Oro San Jose CA 95119 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-06 | 10,000 | $4.43 | 179,883 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-11-07 | 28,358 | $0.00 | 208,241 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | RSU Award | Disposition | 2020-11-07 | 28,358 | $0.00 | 28,358 | $0.00 |
| Common Stock | RSU Award | Acquisiton | 2020-11-05 | 42,505 | $0.00 | 42,505 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-11-07 | 2020-11-07 | No | 4 | M | Direct |
| 42,505 | 2021-11-05 | 2021-11-05 | No | 4 | A | Direct |
Footnotes
- Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.
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