Filing Details
- Accession Number:
- 0001209191-20-057311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-06 17:08:44
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-06 17:08:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382101 | Sutro Biopharma Inc. | STRO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326592 | Trevor Hallam | C/O Sutro Biopharma, Inc. 310 Utah Avenue, Suite 150 South San Francisco CA 94080 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-05 | 16,751 | $4.36 | 53,463 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-05 | 16,751 | $15.00 | 36,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-05 | 16,751 | $0.00 | 16,751 | $4.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,183 | 2021-02-08 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
