Filing Details

Accession Number:
0001091667-20-000207
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-06 16:29:10
Reporting Period:
2020-11-04
Accepted Time:
2020-11-06 16:29:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091667 Charter Communications Inc. CHTR Cable & Other Pay Television Services (4841) 841496755
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475452 David Ellen C/O Charter Communications, Inc.
400 Atlantic Street
Stamford CT 06901
Senior Executive Vicepresident No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-11-04 9,000 $637.03 5,377 No 4 S Direct
Class A Common Stock Acquisiton 2020-11-05 26,890 $221.25 32,267 No 4 M Direct
Class A Common Stock Disposition 2020-11-05 18,634 $643.79 13,633 No 4 F Direct
Class A Common Stock Disposition 2020-11-05 8,256 $644.19 5,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options Disposition 2020-11-05 26,890 $221.25 26,890 $221.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2026-06-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.32 to $637.16, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
  3. Withholding of securities for the purpose of paying the exercise price and paying taxes.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.78 to $644.26, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.