Filing Details

Accession Number:
0001127602-20-028370
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-06 16:24:12
Reporting Period:
2020-11-04
Accepted Time:
2020-11-06 16:24:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130144 Sierra Bancorp BSRR State Commercial Banks (6022) 330937517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214254 T Gordon Woods 86 N. Main Street
Porterville CA 93257
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-04 1,100 $10.73 21,100 No 4 M Direct
Common Stock Disposition 2020-11-04 1,100 $19.35 20,000 No 4 S Direct
Common Stock Acquisiton 2020-11-05 3,900 $10.73 23,900 No 4 M Direct
Common Stock Disposition 2020-11-05 3,900 $19.37 20,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2020-11-04 1,100 $0.00 1,100 $10.73
Common Stock Stock Options Disposition 2020-11-05 3,900 $0.00 3,900 $10.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,900 2010-11-18 2020-11-18 No 4 M Direct
0 2010-11-18 2020-11-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,333 Direct