Filing Details

Accession Number:
0001209191-20-057184
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-05 18:15:53
Reporting Period:
2020-11-05
Accepted Time:
2020-11-05 18:15:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1037985 Duffield F Meyercord 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-05 1,500 $17.05 95,856 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 11,161 11,161 Direct
Common Stock Stock option (right to buy) $13.53 2021-01-03 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $10.72 2022-01-03 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $14.68 2023-01-02 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
11,161 11,161 Direct
2021-01-03 2,500 2,500 Direct
2022-01-03 2,500 2,500 Direct
2023-01-02 2,500 2,500 Direct
Footnotes
  1. Includes shares received through dividend reinvestment since the last filing.
  2. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  3. The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
  4. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
  5. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
  6. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.